Best Execution
Order Routing Information
SEC Rule 606 under the Securities Exchange Act of 1934 requires every broker-dealer to make publicly available, on a quarterly basis, a report on its routing of non-directed orders in covered securities during that quarter.
Quarterly reports that disclose the executing venues for routed orders can be viewed at: www.mysecuritiesaccount.com. Specific information regarding a particular transaction can be provided upon request. If you have any questions or concerns, please contact A&F at 877.783.3838 and request to speak with the Compliance Department. |